109.1K XNYS Volume
XNYS 04 Apr, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Roland T. Kelly | Chief Legal Officer and GC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.56 per share. | 14 Feb 2025 | 1,205 | 106,421 (0%) | 0% | 18.6 | 22,365 | Common Stock |
| Christopher D. Farrar | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.56 per share. | 14 Feb 2025 | 5,367 | 693,715 (3%) | 0% | 18.6 | 99,612 | Common Stock |
| Mark R. Szczepaniak | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.56 per share. | 14 Feb 2025 | 2,678 | 162,811 (0%) | 0% | 18.6 | 49,704 | Common Stock |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.56 per share. | 14 Feb 2025 | 2,872 | 169,292 (0%) | 0% | 18.6 | 53,304 | Common Stock |
| Fiona L. Tam | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.56 per share. | 14 Feb 2025 | 638 | 43,433 (0%) | 0% | 18.6 | 11,841 | Common Stock |
| Roland T. Kelly | Chief Legal Officer and GC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.42 per share. | 23 Jan 2025 | 2,113 | 107,626 (0%) | 0% | 18.4 | 38,921 | Common Stock |
| Mark R. Szczepaniak | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.42 per share. | 23 Jan 2025 | 4,321 | 165,489 (0%) | 0% | 18.4 | 79,593 | Common Stock |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.42 per share. | 23 Jan 2025 | 4,065 | 172,164 (0%) | 0% | 18.4 | 74,877 | Common Stock |
| Fiona L. Tam | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.42 per share. | 23 Jan 2025 | 543 | 44,071 (0%) | 0% | 18.4 | 10,002 | Common Stock |
| Roland T. Kelly | Chief Legal Officer and GC | Grant, award, or other acquisition of securities at price $ 18.82 per share. | 21 Jan 2025 | 13,283 | 110,359 | - | 18.8 | 249,986 | Performance Stock Units |
| Roland T. Kelly | Chief Legal Officer and GC | Grant, award, or other acquisition of securities at price $ 18.82 per share. | 21 Jan 2025 | 13,283 | 97,076 (0%) | 0% | 18.8 | 249,986 | Common Stock |
| Christopher D. Farrar | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 18.82 per share. | 21 Jan 2025 | 77,045 | 654,082 | - | 18.8 | 1,449,987 | Performance Stock Units |
| Christopher D. Farrar | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 18.82 per share. | 21 Jan 2025 | 77,045 | 577,037 (3%) | 0% | 18.8 | 1,449,987 | Common Stock |
| Mark R. Szczepaniak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 18.82 per share. | 21 Jan 2025 | 18,597 | 152,390 (0%) | 0% | 18.8 | 349,996 | Common Stock |
| Mark R. Szczepaniak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 18.82 per share. | 21 Jan 2025 | 18,597 | 170,987 | - | 18.8 | 349,996 | Performance Stock Units |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Grant, award, or other acquisition of securities at price $ 18.82 per share. | 21 Jan 2025 | 18,597 | 177,812 | - | 18.8 | 349,996 | Performance Stock Units |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Grant, award, or other acquisition of securities at price $ 18.82 per share. | 21 Jan 2025 | 18,597 | 159,215 (0%) | 0% | 18.8 | 349,996 | Common Stock |
| Fiona L. Tam | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 18.82 per share. | 21 Jan 2025 | 3,188 | 44,428 | - | 18.8 | 59,998 | Performance Stock Units |
| Fiona L. Tam | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 18.82 per share. | 21 Jan 2025 | 3,188 | 41,240 (0%) | 0% | 18.8 | 59,998 | Common Stock |
| Roland T. Kelly | Chief Legal Officer and GC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.82 per share. | 21 Jan 2025 | 7,370 | 109,739 (0%) | 0% | 18.8 | 138,703 | Common Stock |
| Roland T. Kelly | Chief Legal Officer and GC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2025 | 6,750 | 117,109 (0%) | 0% | 0 | Common Stock | |
| Christopher D. Farrar | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2025 | 45,000 | 699,082 (3%) | 0% | 0 | Common Stock | |
| Mark R. Szczepaniak | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.82 per share. | 21 Jan 2025 | 16,177 | 169,810 (0%) | 0% | 18.8 | 304,451 | Common Stock |
| Mark R. Szczepaniak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2025 | 15,000 | 185,987 (0%) | 0% | 0 | Common Stock | |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2025 | 15,000 | 192,812 (1%) | 0% | 0 | Common Stock | |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.82 per share. | 21 Jan 2025 | 16,583 | 176,229 (0%) | 0% | 18.8 | 312,092 | Common Stock |
| Fiona L. Tam | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Jan 2025 | 3,750 | 48,178 (0%) | 0% | 0 | Common Stock | |
| Fiona L. Tam | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.82 per share. | 21 Jan 2025 | 3,564 | 44,614 (0%) | 0% | 18.8 | 67,074 | Common Stock |
| Roland T. Kelly | Chief Legal Officer and GC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.72 per share. | 13 Jan 2025 | 3,013 | 83,793 (0%) | 0% | 18.7 | 56,403 | Common Stock |
| Mark R. Szczepaniak | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.72 per share. | 13 Jan 2025 | 4,270 | 133,792 (0%) | 0% | 18.7 | 79,934 | Common Stock |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.72 per share. | 13 Jan 2025 | 3,343 | 140,618 (0%) | 0% | 18.7 | 62,581 | Common Stock |
| Fiona L. Tam | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 18.72 per share. | 13 Jan 2025 | 742 | 38,052 (0%) | 0% | 18.7 | 13,890 | Common Stock |
| Roland T. Kelly | Chief Legal Officer and GC | Other type of transaction at price $ 13.42 per share. | 28 Jun 2024 | 1,583 | 86,806 (0%) | 0% | 13.4 | 21,247 | Common Stock |
| Christopher D. Farrar | Director, Chief Executive Officer | Other type of transaction at price $ 13.42 per share. | 28 Jun 2024 | 1,583 | 564,020 (2%) | 0% | 13.4 | 21,247 | Common Stock |
| John P. Pitstick | Director | Sale or transfer of securities back to the company at price $ 17.88 per share. | 17 May 2024 | 4,964 | 58,134 (0%) | 0% | 17.9 | 88,756 | Common Stock |
| John P. Pitstick | Director | Grant, award, or other acquisition of securities at price $ 17.88 per share. | 17 May 2024 | 5,313 | 63,098 (0%) | 0% | 17.9 | 94,996 | Common Stock |
| Joy L. Schaefer | Director | Grant, award, or other acquisition of securities at price $ 17.88 per share. | 17 May 2024 | 5,313 | 42,565 (0%) | 0% | 17.9 | 94,996 | Common Stock |
| Joy L. Schaefer | Director | Sale or transfer of securities back to the company at price $ 17.88 per share. | 17 May 2024 | 4,964 | 37,601 (0%) | 0% | 17.9 | 88,756 | Common Stock |
| Dorika M. Beckett | Director | Sale or transfer of securities back to the company at price $ 17.88 per share. | 17 May 2024 | 4,964 | 29,785 (0%) | 0% | 17.9 | 88,756 | Common Stock |
| Dorika M. Beckett | Director | Grant, award, or other acquisition of securities at price $ 17.88 per share. | 17 May 2024 | 5,313 | 35,098 (0%) | 0% | 17.9 | 94,996 | Common Stock |
| Tam L. Fiona | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.01 per share. | 14 Feb 2024 | 575 | 38,794 (0%) | 0% | 16.0 | 9,206 | Common Stock |
| Kelly T. Roland | Chief Legal Officer and GC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.01 per share. | 14 Feb 2024 | 1,203 | 85,223 (0%) | 0% | 16.0 | 19,260 | Common Stock |
| R. Szczepaniak Mark | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.01 per share. | 14 Feb 2024 | 2,673 | 138,062 (0%) | 0% | 16.0 | 42,795 | Common Stock |
| Taylor T. Jeffrey | Executive VP, Capital Markets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.01 per share. | 14 Feb 2024 | 2,859 | 143,961 (0%) | 0% | 16.0 | 45,773 | Common Stock |
| Roland T. Kelly | Chief Legal Officer and GC | Grant, award, or other acquisition of securities at price $ 15.86 per share. | 23 Jan 2024 | 11,834 | 74,592 (0%) | 0% | 15.9 | 187,687 | Common Stock |
| Taylor T. Jeffrey | Executive VP, Capital Markets | Grant, award, or other acquisition of securities at price $ 15.86 per share. | 23 Jan 2024 | 22,343 | 124,477 (0%) | 0% | 15.9 | 354,360 | Common Stock |
| Kelly T. Roland | Chief Legal Officer and GC | Grant, award, or other acquisition of securities at price $ 15.86 per share. | 23 Jan 2024 | 11,834 | 86,426 | - | 15.9 | 187,687 | Performance Stock Units |
| Roland T. Kelly | Chief Legal Officer and GC | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jan 2024 | 100 | 100 | - | - | Option - Right to Buy | |
| R. Szczepaniak Mark | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 15.86 per share. | 23 Jan 2024 | 24,205 | 116,530 (0%) | 0% | 15.9 | 383,891 | Common Stock |
| Tam L. Fiona | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 15.86 per share. | 23 Jan 2024 | 3,783 | 35,586 (0%) | 0% | 15.9 | 59,998 | Common Stock |
| D. Farrar Christopher | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 15.86 per share. | 23 Jan 2024 | 69,514 | 611,063 (3%) | 0% | 15.9 | 1,102,492 | Common Stock |
| Fiona Tam L. | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 15.86 per share. | 23 Jan 2024 | 3,783 | 39,369 | - | 15.9 | 59,998 | Performance Stock Units |
| Taylor T. Jeffrey | Executive VP, Capital Markets | Grant, award, or other acquisition of securities at price $ 15.86 per share. | 23 Jan 2024 | 22,343 | 146,820 | - | 15.9 | 354,360 | Performance Stock Units |
| Farrar D. Christopher | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 15.86 per share. | 23 Jan 2024 | 69,514 | 680,577 | - | 15.9 | 1,102,492 | Performance Stock Units |
| Szczepaniak Mark R. | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 15.86 per share. | 23 Jan 2024 | 24,205 | 140,735 | - | 15.9 | 383,891 | Performance Stock Units |
| L. Fiona Tam | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.02 per share. | 12 Jan 2024 | 3,645 | 31,803 (0%) | 0% | 16.0 | 58,393 | Common Stock |
| Roland Kelly T. | Chief Legal Officer and GC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.02 per share. | 12 Jan 2024 | 2,728 | 68,564 (0%) | 0% | 16.0 | 43,703 | Common Stock |
| Mark R. Szczepaniak | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.02 per share. | 12 Jan 2024 | 10,686 | 92,325 (0%) | 0% | 16.0 | 171,190 | Common Stock |
| T. Roland Kelly | Chief Legal Officer and GC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.02 per share. | 12 Jan 2024 | 5,806 | 62,758 (0%) | 0% | 16.0 | 93,012 | Common Stock |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.02 per share. | 12 Jan 2024 | 11,146 | 102,134 (0%) | 0% | 16.0 | 178,559 | Common Stock |
| Taylor T. Jeffrey | Executive VP, Capital Markets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.02 per share. | 12 Jan 2024 | 3,087 | 113,280 (0%) | 0% | 16.0 | 49,454 | Common Stock |
| Fiona L. Tam | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.02 per share. | 12 Jan 2024 | 821 | 35,448 (0%) | 0% | 16.0 | 13,152 | Common Stock |
| Szczepaniak R. Mark | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.02 per share. | 12 Jan 2024 | 4,241 | 103,011 (0%) | 0% | 16.0 | 67,941 | Common Stock |
| Kelly T. Roland | Chief Legal Officer and GC | Other type of transaction at price $ 10.01 per share. | 15 Dec 2023 | 747 | 71,292 (0%) | 0% | 10.0 | 7,480 | Common Stock |
| Farrar Christopher D. | Director, Chief Executive Officer | Other type of transaction at price $ 8.07 per share. | 30 Jun 2023 | 2,631 | 284,381 (1%) | 0% | 8.1 | 21,245 | Common Stock |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Other type of transaction at price $ 8.07 per share. | 30 Jun 2023 | 2,631 | 116,367 (0%) | 0% | 8.1 | 21,245 | Common Stock |
| Kelly T. Roland | Chief Legal Officer and GC | Other type of transaction at price $ 8.08 per share. | 30 Jun 2023 | 1,705 | 70,545 (0%) | 0% | 8.1 | 13,768 | Common Stock |
| John P. Pitstick | Director | Grant, award, or other acquisition of securities at price $ 9.01 per share. | 19 May 2023 | 10,543 | 57,785 (0%) | 0% | 9.0 | 94,992 | Common Stock |
| Joy L. Schaefer | Director | Grant, award, or other acquisition of securities at price $ 9.01 per share. | 19 May 2023 | 10,543 | 37,252 (0%) | 0% | 9.0 | 94,992 | Common Stock |
| Dorika M. Beckett | Director | Grant, award, or other acquisition of securities at price $ 9.01 per share. | 19 May 2023 | 10,543 | 29,785 (0%) | 0% | 9.0 | 94,992 | Common Stock |
| Mark R. Szczepaniak | Chief Financial Officer | Sale or transfer of securities back to the company at price $ 9.13 per share. | 24 Mar 2023 | 16,355 | 107,252 (0%) | 0% | 9.1 | 149,321 | Common Stock |
| John P. Pitstick | Director | Purchase of securities on an exchange or from another person at price $ 8.27 per share. | 13 Mar 2023 | 3,000 | 47,242 (0%) | 0% | 8.3 | 24,810 | Common Stock |
| Roland T. Kelly | Chief Legal Officer and GC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.03 per share. | 14 Feb 2023 | 779 | 68,840 (0%) | 0% | 10.0 | 7,813 | Common Stock |
| Mark R. Szczepaniak | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.03 per share. | 14 Feb 2023 | 1,729 | 123,607 (0%) | 0% | 10.0 | 17,342 | Common Stock |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.03 per share. | 14 Feb 2023 | 1,729 | 113,736 (0%) | 0% | 10.0 | 17,342 | Common Stock |
| Fiona L. Tam | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.03 per share. | 14 Feb 2023 | 432 | 36,269 (0%) | 0% | 10.0 | 4,333 | Common Stock |
| Roland T. Kelly | Chief Legal Officer and GC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.00 per share. | 15 Jan 2023 | 3,458 | 69,618 (0%) | 0% | 10 | 34,580 | Common Stock |
| Christopher D. Farrar | Director, Chief Executive Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.00 per share. | 15 Jan 2023 | 20,748 | 538,918 (2%) | 0% | 10 | 207,480 | Common Stock |
| Mark R. Szczepaniak | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.00 per share. | 15 Jan 2023 | 6,916 | 125,336 (0%) | 0% | 10 | 69,160 | Common Stock |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.00 per share. | 15 Jan 2023 | 6,916 | 115,465 (0%) | 0% | 10 | 69,160 | Common Stock |
| Fiona L. Tam | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 10.00 per share. | 15 Jan 2023 | 2,565 | 36,612 (0%) | 0% | 10 | 25,650 | Common Stock |
| Roland T. Kelly | Chief Legal Officer and GC | Grant, award, or other acquisition of securities at price $ 10.00 per share. | 13 Jan 2023 | 15,356 | 57,721 (0%) | 0% | 10 | 153,560 | Common Stock |
| Roland T. Kelly | Chief Legal Officer and GC | Grant, award, or other acquisition of securities at price $ 10.00 per share. | 13 Jan 2023 | 15,356 | 73,077 | - | 10 | 153,560 | Performance Stock Units |
| Christopher D. Farrar | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 10.00 per share. | 13 Jan 2023 | 70,875 | 356,750 | - | 10 | 708,750 | Performance Stock Units |
| Christopher D. Farrar | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 10.00 per share. | 13 Jan 2023 | 70,875 | 285,875 (1%) | 0% | 10 | 708,750 | Common Stock |
| Mark R. Szczepaniak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 10.00 per share. | 13 Jan 2023 | 21,656 | 132,252 | - | 10 | 216,560 | Performance Stock Units |
| Mark R. Szczepaniak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 10.00 per share. | 13 Jan 2023 | 21,656 | 110,596 (0%) | 0% | 10 | 216,560 | Common Stock |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Grant, award, or other acquisition of securities at price $ 10.00 per share. | 13 Jan 2023 | 17,325 | 105,056 (0%) | 0% | 10 | 173,250 | Common Stock |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Grant, award, or other acquisition of securities at price $ 10.00 per share. | 13 Jan 2023 | 17,325 | 122,381 | - | 10 | 173,250 | Performance Stock Units |
| Fiona L. Tam | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 10.00 per share. | 13 Jan 2023 | 4,800 | 39,266 | - | 10 | 48,000 | Performance Stock Units |
| Fiona L. Tam | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 10.00 per share. | 13 Jan 2023 | 4,800 | 34,466 (0%) | 0% | 10 | 48,000 | Common Stock |
| Roland T. Kelly | Chief Legal Officer and GC | Other type of transaction at price $ 8.20 per share. | 30 Dec 2022 | 2,210 | 42,365 (0%) | 0% | 8.2 | 18,129 | Common Stock |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Other type of transaction at price $ 8.20 per share. | 30 Dec 2022 | 384 | 87,731 (0%) | 0% | 8.2 | 3,150 | Common Stock |
| Fiona L. Tam | Chief Accounting Officer | Other type of transaction at price $ 8.20 per share. | 30 Dec 2022 | 2,194 | 29,666 (0%) | 0% | 8.2 | 17,997 | Common Stock |
| John P. Pitstick | Director | Grant, award, or other acquisition of securities at price $ 9.13 per share. | 19 May 2022 | 10,405 | 44,242 (0%) | 0% | 9.1 | 94,998 | Common Stock |
| Joy L. Schaefer | Director | Grant, award, or other acquisition of securities at price $ 9.13 per share. | 19 May 2022 | 10,405 | 26,709 (0%) | 0% | 9.1 | 94,998 | Common Stock |
| Dorika M. Beckett | Director | Grant, award, or other acquisition of securities at price $ 9.13 per share. | 19 May 2022 | 10,405 | 19,242 (0%) | 0% | 9.1 | 94,998 | Common Stock |
| Roland T. Kelly | Chief Legal Officer and GC | Grant, award, or other acquisition of securities at price $ 12.63 per share. | 14 Feb 2022 | 6,750 | 33,405 (0%) | 0% | 12.6 | 85,253 | Common Stock |
| Roland T. Kelly | Chief Legal Officer and GC | Grant, award, or other acquisition of securities at price $ 12.63 per share. | 14 Feb 2022 | 6,750 | 40,155 | - | 12.6 | 85,253 | Performance Stock Units |
| Christopher D. Farrar | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 12.63 per share. | 14 Feb 2022 | 45,000 | 275,000 | - | 12.6 | 568,350 | Performance Stock Units |
| Christopher D. Farrar | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 12.63 per share. | 14 Feb 2022 | 45,000 | 230,000 (1%) | 0% | 12.6 | 568,350 | Common Stock |
| Mark R. Szczepaniak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 12.63 per share. | 14 Feb 2022 | 15,000 | 88,940 | - | 12.6 | 189,450 | Performance Stock Units |
| Mark R. Szczepaniak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 12.63 per share. | 14 Feb 2022 | 15,000 | 73,940 (0%) | 0% | 12.6 | 189,450 | Common Stock |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Grant, award, or other acquisition of securities at price $ 12.63 per share. | 14 Feb 2022 | 15,000 | 87,347 | - | 12.6 | 189,450 | Performance Stock Units |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Grant, award, or other acquisition of securities at price $ 12.63 per share. | 14 Feb 2022 | 15,000 | 72,347 (0%) | 0% | 12.6 | 189,450 | Common Stock |
| Christopher J. Oltmann | Corporate Treasurer | Grant, award, or other acquisition of securities at price $ 12.63 per share. | 14 Feb 2022 | 3,750 | 26,718 | - | 12.6 | 47,363 | Performance Stock Units |
| Christopher J. Oltmann | Corporate Treasurer | Grant, award, or other acquisition of securities at price $ 12.63 per share. | 14 Feb 2022 | 3,750 | 22,968 (0%) | 0% | 12.6 | 47,363 | Common Stock |
| Fiona L. Tam | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 12.63 per share. | 14 Feb 2022 | 3,750 | 27,472 | - | 12.6 | 47,363 | Performance Stock Units |
| Fiona L. Tam | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 12.63 per share. | 14 Feb 2022 | 3,750 | 23,722 (0%) | 0% | 12.6 | 47,363 | Common Stock |
| Roland T. Kelly | Chief Legal Officer and GC | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.61 per share. | 15 Jan 2022 | 3,445 | 26,655 (0%) | 0% | 13.6 | 46,886 | Common Stock |
| Mark R. Szczepaniak | Chief Financial Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.61 per share. | 15 Jan 2022 | 7,460 | 58,940 (0%) | 0% | 13.6 | 101,531 | Common Stock |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.61 per share. | 15 Jan 2022 | 7,476 | 57,347 (0%) | 0% | 13.6 | 101,748 | Common Stock |
| Christopher J. Oltmann | Chief Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 13.61 per share. | 15 Jan 2022 | 2,532 | 19,218 (0%) | 0% | 13.6 | 34,461 | Common Stock |
| John P. Pitstick | Director | Grant, award, or other acquisition of securities at price $ 10.75 per share. | 19 May 2021 | 8,837 | 33,837 (0%) | 0% | 10.8 | 94,998 | Common Stock |
| Joy L. Schaefer | Director | Grant, award, or other acquisition of securities at price $ 10.75 per share. | 19 May 2021 | 8,837 | 16,304 (0%) | 0% | 10.8 | 94,998 | Common Stock |
| Dorika M. Beckett | Director | Grant, award, or other acquisition of securities at price $ 10.75 per share. | 19 May 2021 | 8,837 | 8,837 (0%) | 0% | 10.8 | 94,998 | Common Stock |
| Roland T. Kelly | General Counsel | Grant, award, or other acquisition of securities at price $ 7.04 per share. | 15 Jan 2021 | 30,000 | 30,100 (0%) | 0% | 7.0 | 211,200 | Common Stock |
| Christopher D. Farrar | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 7.04 per share. | 15 Jan 2021 | 180,000 | 185,000 (0%) | 0% | 7.0 | 1,267,200 | Common Stock |
| Mark R. Szczepaniak | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 7.04 per share. | 15 Jan 2021 | 60,000 | 66,400 (0%) | 0% | 7.0 | 422,400 | Common Stock |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Grant, award, or other acquisition of securities at price $ 7.04 per share. | 15 Jan 2021 | 60,000 | 64,823 (0%) | 0% | 7.0 | 422,400 | Common Stock |
| Graham M. Comley | See Remarks | Grant, award, or other acquisition of securities at price $ 7.04 per share. | 15 Jan 2021 | 30,000 | 30,100 (0%) | 0% | 7.0 | 211,200 | Common Stock |
| Joseph A. Cowell | See below | Grant, award, or other acquisition of securities at price $ 7.04 per share. | 15 Jan 2021 | 30,000 | 32,222 (0%) | 0% | 7.0 | 211,200 | Common Stock |
| Christopher J. Oltmann | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 7.04 per share. | 15 Jan 2021 | 20,000 | 21,750 (0%) | 0% | 7.0 | 140,800 | Common Stock |
| Dorika M. Beckett | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Dec 2020 | 12,500 | 12,500 | - | - | Options to Purchase Common Stock | |
| John P. Pitstick | Director | Purchase of securities on an exchange or from another person at price $ 4.78 per share. | 04 Sep 2020 | 5,000 | 25,000 (0%) | 0% | 4.8 | 23,900 | Common Stock |
| Christopher D. Farrar | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 4.10 per share. | 18 Aug 2020 | 5,000 | 5,000 (0%) | 0% | 4.1 | 20,500 | Common Stock |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Purchase of securities on an exchange or from another person at price $ 4.18 per share. | 18 Aug 2020 | 1,200 | 4,823 (0%) | 0% | 4.2 | 5,016 | Common Stock |
| John P. Pitstick | Director | Purchase of securities on an exchange or from another person at price $ 3.84 per share. | 29 May 2020 | 20,000 | 20,000 (0%) | - | 3.8 | 76,712 | Velocity Financial, Inc. common stock |
| Mark R. Szczepaniak | Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 3.25 per share. | 26 May 2020 | 6,400 | 6,400 (0%) | 0% | 3.3 | 20,800 | Common Stock |
| Christopher J. Oltmann | Chief Accounting Officer | Purchase of securities on an exchange or from another person at price $ 3.37 per share. | 21 May 2020 | 1,000 | 1,750 (0%) | 0% | 3.4 | 3,370 | Common Stock |
| Jeffrey T. Taylor | Executive VP, Capital Markets | Purchase of securities on an exchange or from another person at price $ 2.85 per share. | 19 May 2020 | 1,200 | 3,623 (0%) | 0% | 2.9 | 3,420 | Common Stock |
| Graham M. Comley | See Remarks | Purchase of securities on an exchange or from another person at price $ 2.56 per share. | 19 May 2020 | 4,000 | 4,000 (0%) | 0% | 2.6 | 10,240 | Common Stock |
| Joseph A. Cowell | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 2.77 per share. | 19 May 2020 | 1,500 | 2,222 (0%) | 0% | 2.8 | 4,155 | Common Stock |
| Joseph A. Cowell | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 13.77 per share. | 16 Jan 2020 | 722 | 722 (0%) | 0% | 13.8 | 9,942 | Common Stock |
| Joseph A. Cowell | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2020 | 75,000 | 75,000 | - | - | Stock Options (Right to Buy) | |
| Christopher J. Oltmann | Chief Accounting Officer | Purchase of securities on an exchange or from another person at price $ 13.91 per share. | 16 Jan 2020 | 750 | 750 (0%) | 0% | 13.9 | 10,433 | Common Stock |
| Christopher J. Oltmann | Chief Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 16 Jan 2020 | 10,000 | 10,000 | - | - | Stock Options (Right to Buy) |